A plain-English summary of the relationship between Wolfson Private Wealth and its clients, as required by the SEC.
This is a summary. Our full Form ADV Part 2A is available upon request and at adviserinfo.sec.gov.
Wolfson Private Wealth, LLC is registered with the Securities and Exchange Commission as an investment advisor. Brokerage and investment advisory services and fees differ, and it is important for the retail investor to understand the differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing.
What investment services and advice can you provide me?
We offer investment advisory services to retail investors, including discretionary investment management, financial planning, tax coordination, and estate planning support. We monitor client accounts on a continuous basis as part of our standard service. We accept discretionary authority over client accounts pursuant to a written advisory agreement, which means we make the decisions about which securities to buy and sell on your behalf, consistent with your written investment policy. We do not impose firm-wide minimums on the types of securities we offer; however, our minimum relationship size is generally $1,000,000.
For additional information, please see our Form ADV Part 2A.
What fees will I pay?
We charge an asset-based advisory fee, billed quarterly in arrears, calculated on a tiered schedule (0.95% on the first $1M; 0.75% on the next $2M; 0.55% on the next $2M; 0.35% above $5M). Asset-based fees create an incentive for us to encourage you to increase the assets in your account, because the more assets in your account, the more you will pay in fees. You will also pay fees imposed by the custodian (Interactive Brokers) and underlying expense ratios of any mutual funds or exchange-traded funds in which you are invested. You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.
What are your legal obligations to me when acting as my investment advisor? How else does your firm make money and what conflicts of interest do you have?
When we act as your investment advisor, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you. The principal conflict for our firm is the asset-based fee structure described above. We do not accept commissions, twelve-b-one fees, revenue-sharing, soft dollars, or third-party compensation of any kind.
How do your financial professionals make money?
The firm's only source of revenue is the advisory fees described above. The founder is compensated by the firm and does not receive any third-party compensation, commission, or referral fee.
Do you or your financial professionals have legal or disciplinary history? No. Visit Investor.gov/CRS for a free and simple search tool to research us and our financial professionals.
For additional information about our services, fees, conflicts, or any other matter, please contact us at Zach@wolfsonwealth.com. To request the most up-to-date copy of this Form CRS, please call or email us. The most recent version is also available on our website.
Important Disclosures. Wolfson Private Wealth, LLC ("WPW") is an investment advisor registered with the U.S. Securities and Exchange Commission. Registration does not imply a certain level of skill or training. All investment strategies have the potential for profit or loss. Past performance is not indicative of future results. Diversification does not guarantee a profit or protect against loss.
Information presented on this website is for educational and informational purposes only, does not constitute investment, tax, legal, or accounting advice, and should not be construed as a solicitation, offer, or recommendation to buy or sell any security. Any client scenarios described are hypothetical composites for illustrative purposes only and do not represent any specific client, actual performance, or guarantee of results.
WPW does not offer tax or legal advice. Clients should consult qualified tax and legal professionals regarding their individual circumstances. Assets are custodied at Interactive Brokers LLC, a qualified custodian. WPW is not affiliated with Interactive Brokers LLC. The presence of a link to a third-party website does not imply endorsement.
Florida tax and asset protection commentary represents general information as of the publication date and is subject to change by legislative or regulatory action. WPW encourages all readers to obtain situation-specific counsel. Our complete disclosure brochure (Form ADV Part 2A) and Form CRS are available upon request and on the SEC's Investment Adviser Public Disclosure website.